02 October 2013

Tax Free Bonds Issuances - 2013-14 : 13 tax free offerings expected this year!

Central Board of Direct Taxes (CBDT) vide Notification dated 8th August 2013 authorises the entities mentioned in table below, to issue, during financial year 2013-14, Tax Free, secured, redeemable, non-convertible bonds, aggregating to Rs.48,000 crore.

Sr. No.
Entities
 Allocated Amount Rs. Cr.
1
Cochin Shipyard Ltd. (CSL)
             250
2
Ennore Port Ltd. (EPL)
             500
3
Airport authority of India Ltd. (AAI)
             500
4
Indian Infrastructure Finance Co. Ltd. (IIFCL)
       10,000
5
Indian Renewable Energy Development Agency Ltd. (IREDA)
         1,000
6
Housing and Urban Development Corporation Ltd. (HUDCO)
         5,000
7
Rural Electrification Corporation Ltd. (REC)
         5,000
8
National Housing Bank (NHB)
         3,000
9
Power Finance Corporation Ltd. (PFC)
         5,000
10
Indian Railway Finance Corporation Ltd. (IRFC)
       10,000
11
National Highways Authority of India (NHAI)
         5,000
12
NHPC Ltd.
         1,000
13
NTPC Ltd.
         1,750

Total Rs. Crore
       48,000

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Eligibility:  The following shall  be eligible to subscribe to the  bonds:-


(a) Retail Individual Investors (RIIs);

(b) Qualified  Institutional Buyers  (QIBs);

(c) Corporates : including statutory corporations, trusts,  partnership  firms, limited  liability   partnerships,  cooperative banks,  regional  rural   banks and other  legal entities, subject to compliance with their  respective applicable legislations; and
(d) High Net worth  Individuals (HNIs).


Tenure  of bonds:  The tenure of the  bonds  shall  be ten,  fifteen or twenty  years.

Rate of interest:

1.       There   shall   be  a  ceiling   on   the   coupon  rates  based   on   the   reference Government security (G-sec) rate.
2.       The reference G-sec  rate  shall  be the  average  of the  base  yield of G-sec  for equivalent maturity reported  by Fixed Income  Money Market  and  Derivative Association of India  (FIMMDA) on  a daily  basis (working day)  prevailing for two weeks  ending on Friday  immediately preceding the  filing of the  final prospectus with  the  Exchange or  Registrar of Companies (ROC) in  case  of public issue and  the issue opening  date  in case  of private  placement.
3.       The ceiling  coupon rate  for AAA rated  issuers shall  be  the  reference G-sec rate  less  55  basis points in  case  of RIIs and  reference  G-sec  rate  less  80 basis  points in case  of other  investor segments referred  to at (b),(c) and  (d) of paragraph 1 above.
4.       In  case  the  rating of the  issuer entity  is AA+, the  ceiling  rate  shall  be 10 basis   points  above   the   ceiling  rate   for  AAA rated   entities  as   given  in clause(3) .
5.       In case  the  rating of the  issuer entity  is AA or AA-, the  ceiling  rate  shall  be 20  basis points above  the  ceiling  rate  for AAA rated  entities as  given in clause(3).
6.       These ceiling rates shall apply for annual payment of interest and  in case  the schedule of interest  payment is  altered to  semi-annual, the  interest rates shall  be reduced by 15 basis  points.
7.       The higher rate  of interest, applicable to  RIIs, shall  not  be available in case the bonds are  transferred by RIIs to non  retail  investors.

Public  issue:
1.       At least   70  per  cent  of  the  aggregate amount  of  bonds issued by  each  entity shall  be  raised   through public  issue and   the  same shall  not  be  applicable in  case  of entities where  the  aggregate amount of bonds  as per column (3) of the table is less  than rupees five hundred crore.
2.       40 per cent  of such public  issue  shall  be earmarked for RIIs.



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